Transfer Agent and Registrar function encompasses the following non-exhaustive tasks

• Ensuring the issuing of shares are in compliance with the prospectus

• Recordkeeping of the shareholder registry

• Commission calculation (trailer fees, retrocession fees…)

• Booking of any investor transactions (Switch, Subscription, Redemption…)

• Settlement and follow up of transactions (incl. FX requirements)

• Client facing, communication and query management

• Anti-Money-Laundering process and Know Your Customer (AML/KYC)

• Management of dividend payments

• Reporting (contract notes, statements…)